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dealers

>> Wednesday, October 7, 2009




Definition

Any individual or firm in the business of buying and selling securities for itself and others. Broker/dealers must register with the SEC. When acting as a broker, a broker/dealer executes orders on behalf of his/her client. When acting as a dealer, a broker/dealer executes trades for his/her firm's own account. Securities bought for the firm's own account may be sold to clients or other firms, or become a part of the firm's holdings.

Dealers are responsible for selling all items legally, as well as government and/or tax licenses, and insurance. We do not allow the sale of pornographic materials and please keep in mind that this event will include children.

Promotion of genre events is allowed as this is a one-time-only event and non-competitive with other conventions and events. Please make sure any materials you are using are in good taste and child-appropriate.

Dealers

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